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What is federalism?

Refers to a political system in which there are local (territorial, regional, provincial, state, or municipal) unites of government as well as a national government.

Examples of federal government:

United States, Canada, Switzerland, India, Germany, and Australia.

Compare and contrast:

- unitary system

- federal

- conferral

Unitary: power is centralized. All local government is subservient to the national government. State or regional government derives authority form central government. Local government can be altered or abolished by the national government. Finally, local government has no final authority over any significant government activities.

Unitary government examples: United Kingdom, France, Italy, and Sweden.

Conferral system (confederation): power held by independent state. Central government is a creature of the constituent government.

Examples: United States under the articles of confederation.

Federal systems have special protect of sub-national government to:

- constitution of the country

- habits, preferences, and disposition of the citizens

- distribution of political power in society

National government largely does not govern individuals directly, but gets states to do so in keeping with national policy.

Sovereignty, federalism, and the constitution

A federal system is one in which sovereignty is shared, so that in some matters the national government is supreme and in other matters the states are supreme

Federal regime is defined as one which local units of government have specifically protected existence and can make some final decisions over some governmental activities.

Federalism good or bad?

Negative views: federalism block progresses and protects powerful local interests

Harold Laski: the states are "parasitic and poisonous"

William Riker: federalism facilitated perpetuation of racism.

Positive view

Daniel Elazar: federalism contributes to government strength political flexibility, and fosters individual liberty

Federalism had good and bad effects:

- different political groups with different political purposes come in different places

- federalist No. 10: small political units are more likely to be dominated by single political faction

Increased political activity

- most obvious effect of federalism: it facilitates political mobilization

- federalism decentralized authority, lowering the cost of political organization at the local level

The founding

A bold, new plan to protect personal liberty

- founder believed that neither national nor state government would have authority over the other since powers comes from the people who shift support to keep them in balance

- new plan had no historical precedent

- teeth amendment was added as an after thought to clarify the limits of the national government

- amendment 10: power not delegated to the untied states by the constitution , nor prohibited by it to the states, are reserved to the states respectively, or the people

- tenth amendment has recently been used by the supreme court, giving new life to state sovereignty

The states and the constitution

Restriction on power of the states: states may not make treaties with foreign national, coin money, issue paper currency, grant titles of nobility, pass a bull of attainder or an ex pot facto law, or, without the consent of congress, levy any taxes on imports or exports, keep troops and ships in peace, or enter into an agreement with another state or with a foreign power. [Article 1, sec 10]

Guarantees by the federal government to the states

The national government guarantees to every state a "republican form of government" and protection again foreign invasion and (provided the states request it) protection against domestic insurrection

An existing state will not be broken up into 2 or more states or merged with all or part of another state without the state's consent.

Congress may admit new states into the union

Taxes levied by congress must be uniform throughout the United States; they may not be levied on some states but not others.

The constitution may not be amended to give states unequal representation in the senate

Rules governing how states deal with each other

"Full faith and credit" shall be given by state to the laws, records and court decisions of other states. (For example civil case settled in the courts of one state cannot be retried in the courts of another.)

The citizens of each state shall have the "privileges and immunities" of the citizens of every other state.

If a person charged with a crime by one state flees t another, he or she is subjected to extradition-that is, the governor of the state that finds the fugitive is supposed to return the person to the governor of the state that wants him or her.

The founding continued

Elastic language in article 1: necessary and proper clause

- precise definitions of power are politically impossible due to competing interests e.g. commerce

- humiliation's view : national supremacy since the constitution was the supreme law of the land

- Jefferson's

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